Archives
- 2012.03.06: Attorneys Tom Shine and Tim Dennin have won another significant case against Charles Schwab for bad investment advice regarding the Schwab YieldPlus Fund.
- 2011.01.14: SEC Brings Long Expected Schwab YieldPlus Fund Enforcement Action Against Charles Schwab & Company, Charles Schwab Investment Management, Randall Merk and Kimon Daifotis
- 2011.01.14: SEC Brings Long Expected Schwab YieldPlus Fund Enforcement Action Against Charles Schwab & Company, Charles Schwab Investment Management, Randall Merk and Kimon Daifotis
- 2009.11.19: As Underwriter of the Schwab YieldPlus Fund, Charles Schwab Had a Due Diligence Duty to Ensure the Accuracy and Completeness of the Representations Made in the Prospectus
- 2009.11.18: Charles Schwab Knew Or Should Have Known About The Liquidity Risks Of Asset-Backed And Mortgage-Backed Securities And Did Not Disclose These Risks To Schwab YieldPlus Fund Investors.
- 2009.11.17: Schwab YieldPlus Fund Was NOT An Ultra Short-Term Bond Fund
- 2009.10.19: Shine-Vernon team files new fraud claims against Charles Schwab over YieldPlus Fund misconduct
- 2009.10.08: Shine-Vernon legal team California co-counsel Thomas D. Mauriello files three new Schwab YieldPlus arbitration claims, seeking recovery of over a half million dollars in losses
- 2009.07.22: Shine-Vernon legal team files $1 million in claims on behalf of Florida Schwab YieldPlus investors on July 16, 2009
- 2009.05.14: Schwab YieldPlus Fund - Where Are The Schwab Private Client and Schwab Managed Portfolio Claimants?
- 2009.03.26: California investor rights attorney Thomas Mauriello, of the Shine-Vernon legal team, files claims on behalf of Schwab YieldPlus Fund (SWYSX) investors with more than $200,000 in losses
- 2009.02.13: Shine-Vernon legal team: Fund Manager of Schwab YieldPlus Fund (SWYSX) and Schwab California Tax Free YieldPlus Fund (SWYCX) deceived retirees with assurances of safety
- 2009.02.12: Shine-Vernon legal team forms alliance with former SEC regulators to investigate Schwab YieldPlus Fund, files claim on behalf of investor who lost more than $225,000 on YieldPlus (SWYSX, SWYPX)
- 2008.12.18: Shine-Vernon legal team files claim on behalf of corporate client in California over Schwab YieldPlus Fund losses
- 2008.12.02: Shine-Vernon legal team adds Minnesota and Missouri to list of states in which it has filed investor claims to recover Schwab YieldPlus Fund losses (SWYSX, SWYPX)
- 2008.11.13: Shine and Vernon Legal Team Files Claims to Recover Schwab YieldPlus Fund Losses On Behalf of Investors From California, Texas and New York in October -- SWYSX, SWYPX
- 2008.09.18: MMExecutive.com: Legal Team Helps Investors Sue Schwab
- 2008.09.04: Charles Schwab Reporting YieldPlus Complaint Letters From Clients as Complaints Against Financial Consultants
- 2008.09.02: Shine and Vernon Legal Team: Florida Retirees File Arbitration Claim to Recover Schwab YieldPlus Fund Losses -- SWYSX and SWYPX
- 2008.08.14: Shine and Vernon Legal Team: Retiree Suing to Recover Significant 401(k) Losses in Schwab's YieldPlus Fund Fiasco
- 2008.07.29: Calculating Your Schwab YieldPlus Fund Damages
- 2008.07.11: Schwab YieldPlus Fund Settlement Negotiation Issues
- 2008.07.11: Kimon Daifotis Replaced as Schwab YieldPlus Fund Portfolio Manager
- 2008.06.11: Florida Investor Sues Charles Schwab And Portfolio Manager Kimon Daifotis Over Schwab YieldPlus Fund
- 2008.03.10: Welcome to the Thomas F. Shine Law Commentary
Monthly Archives
Categories
Category Monthly Archives
- arbitration: January 2011
- arbitration: November 2009
- arbitration: October 2009
- arbitration: March 2009
- Charles Schwab: January 2011
- Charles Schwab: November 2009
- Charles Schwab: October 2009
- Charles Schwab: March 2009
- Charles Schwab: February 2009
- Charles Schwab: December 2008
- Charles Schwab: November 2008
- Charles Schwab: September 2008
- Charles Schwab: August 2008
- Charles Schwab: July 2008
- Charles Schwab: June 2008
- class action: January 2011
- class action: November 2009
- class action: February 2009
- Contact information: January 2011
- Contact information: November 2009
- Contact information: October 2009
- Contact information: February 2009
- Contact information: November 2008
- Contact information: July 2008
- Contact information: March 2008
- filing complaints: January 2011
- filing complaints: November 2009
- filing complaints: October 2009
- filing complaints: December 2008
- filing complaints: November 2008
- filing complaints: September 2008
- Investments losses: January 2011
- Investments losses: November 2009
- Investments losses: October 2009
- Investments losses: March 2009
- Investments losses: February 2009
- Investments losses: December 2008
- Investments losses: November 2008
- Investments losses: September 2008
- Investments losses: August 2008
- Investments losses: July 2008
- Investments losses: June 2008
- Schwab: January 2011
- Schwab: November 2009
- Schwab: October 2009
- Schwab: December 2008
- Schwab: November 2008
- Schwab: September 2008
- Schwab: August 2008
- Schwab: July 2008
- Schwab: June 2008
- Schwab YieldPlus Fund: January 2011
- Schwab YieldPlus Fund: November 2009
- Schwab YieldPlus Fund: October 2009
- Schwab YieldPlus Fund: March 2009
- Schwab YieldPlus Fund: February 2009
- Schwab YieldPlus Fund: December 2008
- Schwab YieldPlus Fund: November 2008
- Schwab YieldPlus Fund: September 2008
- Schwab YieldPlus Fund: August 2008
- Schwab YieldPlus Fund: July 2008
- Schwab YieldPlus Fund: June 2008
- securities attorney: January 2011
- securities attorney: November 2009
- securities attorney: October 2009
- securities attorney: March 2009
- securities attorney: February 2009
- settlement: January 2011
- settlement: November 2009
- settlement: February 2009
- Subprime: January 2011
- Subprime: November 2009
- Subprime: February 2009
- Subprime: December 2008
- Subprime: November 2008
- Subprime: September 2008
- Subprime: August 2008
- Subprime: July 2008
- Subprime: June 2008
